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Weekly Rep Calls – 2023

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47 videos found
2/15/2023: Compliance - Texting Solutions and update on Promoters. Product - New Preferred Securities and an update to the SmartAsset Program. Presentation by Jackson
2/15/2023: Compliance – Texting Solutions and update on Promoters. Product – New Preferred Securities and an update to the SmartAsset Program. Presentation by Jackson
13 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Feb
2/8/23: Compliance - Understanding an OBA becoming a PST. Product - CAAP watch list companies, preferred stock offering closing. Presentation by AssetMark
2/8/23: Compliance – Understanding an OBA becoming a PST. Product – CAAP watch list companies, preferred stock offering closing. Presentation by AssetMark
13 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Feb
2/1/2023: Compliance updates on Books & Records, FINRA CE requirements, new communication updates, and a presentation by The Pacific Financial Group
2/1/2023: Compliance updates on Books & Records, FINRA CE requirements, new communication updates, and a presentation by The Pacific Financial Group
9 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Feb
1/25/23: Branch Meeting reminder, changes to the fiduciary review process, a new high yield liquid cash account option, and a presentation by First Trust.
1/25/23: Branch Meeting reminder, changes to the fiduciary review process, a new high yield liquid cash account option, and a presentation by First Trust.
8 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Jan
1/18/2023: 2022 Enterprise Year In Review
1/18/2023: 2022 Enterprise Year In Review
5 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Jan
1/11/2023: Compliance - Reminder about upcoming correspondence & Adview changes. Product - Equitable contracts added as Fee Friendly. Presentation by Ashford Securities.
1/11/2023: Compliance – Reminder about upcoming correspondence & Adview changes. Product – Equitable contracts added as Fee Friendly. Presentation by Ashford Securities.
5 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Jan
1/4/2023: Compliance - Upcoming Correspondence and Adview changes. Product - Forms changes and Secure Act 2.0 Call. Presentation by the Duncan Life Brokerage General Agency.
1/4/2023: Compliance – Upcoming Correspondence and Adview changes. Product – Forms changes and Secure Act 2.0 Call. Presentation by the Duncan Life Brokerage General Agency.
5 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Jan
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