Weekly Rep Calls – 2023 Feb

Weekly Rep Calls – 2023

4 videos found

2/22/2023: Compliance - Hard Copy correspondence reminder and Advisory Paperwork requirements. Product - New Equitable enhancements and upcoming webinar. Presentation by Horizon.

2/22/2023: Compliance – Hard Copy correspondence reminder and Advisory Paperwork requirements. Product – New Equitable enhancements and upcoming webinar. Presentation by Horizon.

2 views

Weekly Rep Calls – 2023,

Weekly Rep Calls – 2023 Feb

2/15/2023: Compliance - Texting Solutions and update on Promoters. Product - New Preferred Securities and an update to the SmartAsset Program. Presentation by Jackson

2/15/2023: Compliance – Texting Solutions and update on Promoters. Product – New Preferred Securities and an update to the SmartAsset Program. Presentation by Jackson

13 views

Weekly Rep Calls – 2023,

Weekly Rep Calls – 2023 Feb

2/8/23: Compliance - Understanding an OBA becoming a PST. Product - CAAP watch list companies, preferred stock offering closing. Presentation by AssetMark

2/8/23: Compliance – Understanding an OBA becoming a PST. Product – CAAP watch list companies, preferred stock offering closing. Presentation by AssetMark

12 views

Weekly Rep Calls – 2023,

Weekly Rep Calls – 2023 Feb

2/1/2023: Compliance updates on Books & Records, FINRA CE requirements, new communication updates, and a presentation by The Pacific Financial Group

2/1/2023: Compliance updates on Books & Records, FINRA CE requirements, new communication updates, and a presentation by The Pacific Financial Group

9 views

Weekly Rep Calls – 2023,

Weekly Rep Calls – 2023 Feb