Menu

Weekly Rep Calls – 2023

Weekly Rep Calls
47 videos found
12/13/2023: Compliance: End of year housekeeping and compliant communications. Product: New Cottonwood option and Lord Abbett Webinar. Presentation by Nitrogen Wealth
12/13/2023: Compliance: End of year housekeeping and compliant communications. Product: New Cottonwood option and Lord Abbett Webinar. Presentation by Nitrogen Wealth
2 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Dec
12/6/2023: Compliance - End of year housekeeping. Product - Annuities to consider in 2024 and DWA fund change. Presentation by Bill Good Marketing
12/6/2023: Compliance – End of year housekeeping. Product – Annuities to consider in 2024 and DWA fund change. Presentation by Bill Good Marketing
2 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Dec
11/29/2023: Compliance - FINRA CE requirements and accepting client instructions via email. Product - Bamboo Marketing update, two webinars, and cashiering best practices. Presentation by Capital Group
11/29/2023: Compliance – FINRA CE requirements and accepting client instructions via email. Product – Bamboo Marketing update, two webinars, and cashiering best practices. Presentation by Capital Group
2 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Nov
11/22/2023: 2024 Business Planning Session
11/22/2023: 2024 Business Planning Session
1 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Nov
11/15/2023: Compliance - It's time to complete your 2024 Securities registration. Product - Big Changes to Nationwide Annuities and things to think about product wise in 2024. Presentation by BC Partners.
11/15/2023: Compliance – It’s time to complete your 2024 Securities registration. Product – Big Changes to Nationwide Annuities and things to think about product wise in 2024. Presentation by BC Partners.
2 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Nov
11/8/2023: Compliance - How to log into duncanar.com and getting your FINRA CE completed. Product - Part 2 of the Amy Webber interview is live. Presentation by Duncan Walsh Advisors.
11/8/2023: Compliance – How to log into duncanar.com and getting your FINRA CE completed. Product – Part 2 of the Amy Webber interview is live. Presentation by Duncan Walsh Advisors.
3 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Nov
11/1/2023: Compliance: ACQ, ACM, and FINRA CE. Changes to Cambridge policy for FINRA registration when you only have advisory clients. Product: Amy Webber interview is up and changes to DWA. A presentation by HRC Financial Group
11/1/2023: Compliance: ACQ, ACM, and FINRA CE. Changes to Cambridge policy for FINRA registration when you only have advisory clients. Product: Amy Webber interview is up and changes to DWA. A presentation by HRC Financial Group
2 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Nov
10/25/2023:Compliance: New Blue Sky Laws flag from Cambridge and QPR Fee Disclosure Requirements. Presentation by CreativeOne
10/25/2023:Compliance: New Blue Sky Laws flag from Cambridge and QPR Fee Disclosure Requirements. Presentation by CreativeOne
3 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Oct
10/18/2023: Compliance - Google Business Profiles now approved and reminders about the Marketing Rule. Product - Alts One update and a plug for the Duncan BGA. Presentation by Cambridge Business Consulting.
10/18/2023: Compliance – Google Business Profiles now approved and reminders about the Marketing Rule. Product – Alts One update and a plug for the Duncan BGA. Presentation by Cambridge Business Consulting.
3 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Oct
10/11/2023: Compliance - FINRA CE and Required Cambridge trainings reminder. Product - New Alternatives spreadsheet now live. Presentation by Griffin Capital
10/11/2023: Compliance – FINRA CE and Required Cambridge trainings reminder. Product – New Alternatives spreadsheet now live. Presentation by Griffin Capital
3 views
Weekly Rep Calls – 2023,
Weekly Rep Calls – 2023 Oct
123…5
Page 1 of 5

Back To Top

Check out the background of firms and investment professionals on FINRA's BrokerCheck.

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment advisory services offered through Investment Advisor Representatives of Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Each company is independently responsible for the products and services they provide. Representatives of Cambridge Investment Research, Inc. do not provide tax or legal advice in their roles as registered representatives. Cambridge and Duncan Advisor Resources and its subsidiaries are separate entities.

This communication is strictly intended for individuals in all 50 states. No offers may be made or accepted from any resident outside the specific state(s) referenced.
Diversification and asset allocation strategies do not assure profit or protect against losses.

“Cambridge Approval #226235.”

Privacy Policy | Terms of Use

© 2021 Duncan Financial Group. All Rights Reserved. Designed by Apis Productions
Skip to content