Weekly Rep Calls – 2023 Jun

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4 videos found

6/28/2023: Compliance: Cybersecurity and Fraud risks, Medallion Signature, and Texting PII. Product: NFS Paperwork update for BDA accounts, Schwab/TD Transition, and new eSignature firms. Presentation by Advisors Capital Management.

6/28/2023: Compliance: Cybersecurity and Fraud risks, Medallion Signature, and Texting PII. Product: NFS Paperwork update for BDA accounts, Schwab/TD Transition, and new eSignature firms. Presentation by Advisors Capital Management.

1 views

Weekly Rep Calls – 2023,

Weekly Rep Calls – 2023 Jun

6/21/2023: Compliance: Adview deadlines, undeliverable email, and structured products. Product: Practice Management tools now available and Annuity/Insurance study group. Presentation by City National Rochdale

6/21/2023: Compliance: Adview deadlines, undeliverable email, and structured products. Product: Practice Management tools now available and Annuity/Insurance study group. Presentation by City National Rochdale

1 views

Weekly Rep Calls – 2023,

Weekly Rep Calls – 2023 Jun

6/14/2023:Compliance: Trade Review Procedures and Discontinued Forms. Product: Practice Valuation and upcoming Texting Webinars. Presentation by Lincoln Financial Life

6/14/2023:Compliance: Trade Review Procedures and Discontinued Forms. Product: Practice Valuation and upcoming Texting Webinars. Presentation by Lincoln Financial Life

2 views

Weekly Rep Calls – 2023,

Weekly Rep Calls – 2023 Jun

6/4/2023: Compliance - Social Media Policies and Account Periodic Announcement. Product - New Bluerock and Apollo Alternative offerings and a change at Pershing Presentation by Pacer Financial

6/4/2023: Compliance – Social Media Policies and Account Periodic Announcement. Product – New Bluerock and Apollo Alternative offerings and a change at Pershing Presentation by Pacer Financial

2 views

Weekly Rep Calls – 2023,

Weekly Rep Calls – 2023 Jun