1/25/23: Branch Meeting reminder, changes to the fiduciary review process, a new high yield liquid cash account option, and a presentation by First Trust. Peri Notes: Click here to download the PDF Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Jan 6 views FacebookTwitterLinkedinPin ItTumblrWhatsApp You may also like 3/29/2023: Compliance – Firm Element, FinPro, Cyber Security, and Secure Communication Product – upcoming webinars, U.S. Banking marketing pieces, and the value of independence. Presentation by Equitable Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Mar 6 views 3/22/2022: Compliance: Pre-Approved Marketing reminder and client texting solutions. Product: New Greenbacker capital Alternative approved Presentation by Apollo Global Management Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Mar 5 views 3/8/2023: Compliance – RegEd updates for the new correspondence and advertising tool. Product – Clearing firm ACH updates and the new research area launching from Cambridge. Presentation by Voya Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Mar 3 views 3/1/2023: Compliance – RegEd updates from Cambridge. Product – New Inland product approved and MarketCentral enhancements. A Presentation by United Life Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Mar 2 views 2/22/2023: Compliance – Hard Copy correspondence reminder and Advisory Paperwork requirements. Product – New Equitable enhancements and upcoming webinar. Presentation by Horizon. Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Feb 1 views 2/15/2023: Compliance – Texting Solutions and update on Promoters. Product – New Preferred Securities and an update to the SmartAsset Program. Presentation by Jackson Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Feb 12 views 2/8/23: Compliance – Understanding an OBA becoming a PST. Product – CAAP watch list companies, preferred stock offering closing. Presentation by AssetMark Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Feb 10 views 2/1/2023: Compliance updates on Books & Records, FINRA CE requirements, new communication updates, and a presentation by The Pacific Financial Group Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Feb 8 views 1/18/2023: 2022 Enterprise Year In Review Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Jan 4 views 1/11/2023: Compliance – Reminder about upcoming correspondence & Adview changes. Product – Equitable contracts added as Fee Friendly. Presentation by Ashford Securities. Weekly Rep Calls – 2023, Weekly Rep Calls – 2023 Jan 4 views 12»Page 1 of 2
