8/2/2023: Compliance – Updates on Missouri ESG and the latest on the Annual Compliance Meeting Product – Reviewing Old Annuities and changes to how clients set up online access at clearing firms. Presentation by Duncan Walsh Advisors. Peri Notes: Click here to download the PDF Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Aug 1 views You may also like 4/26/2023: Compliance: RightBridge and Annuity Disclosure updates. Tax documents and Correspondence best practices. Product: Two great webinars coming up and Branch Meeting videos. Presentation by CION Investments 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Apr 4/19/2023: Compliance: POA and Other Account Roles Product: New CAAP models, Upcoming Cambridge Webinar Presentation by Lord Abbett 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Apr 4/12/2023: Compliance: E&O Coverage, client initiated rollovers, and updated Pershing form. Product: FS Credit Income Fund and must register webinars. Presentation by Orion 3 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Apr 4/5/2023: Compliance – Advertising & Correspondence Presentation by Inland 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Apr 3/29/2023: Compliance – Firm Element, FinPro, Cyber Security, and Secure Communication Product – upcoming webinars, U.S. Banking marketing pieces, and the value of independence. Presentation by Equitable 7 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Mar 3/22/2022: Compliance: Pre-Approved Marketing reminder and client texting solutions. Product: New Greenbacker capital Alternative approved Presentation by Apollo Global Management 12 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Mar 3/8/2023: Compliance – RegEd updates for the new correspondence and advertising tool. Product – Clearing firm ACH updates and the new research area launching from Cambridge. Presentation by Voya 6 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Mar 3/1/2023: Compliance – RegEd updates from Cambridge. Product – New Inland product approved and MarketCentral enhancements. A Presentation by United Life 4 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Mar 2/22/2023: Compliance – Hard Copy correspondence reminder and Advisory Paperwork requirements. Product – New Equitable enhancements and upcoming webinar. Presentation by Horizon. 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Feb 2/15/2023: Compliance – Texting Solutions and update on Promoters. Product – New Preferred Securities and an update to the SmartAsset Program. Presentation by Jackson 13 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Feb «12345»Page 4 of 5
