11/22/2023: 2024 Business Planning Session Peri Notes: Click here to download the PDF Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Nov 1 views You may also like 7/12/2023: Compliance – Account Periodics go live and Threads is not approved. Product – StepStone’s Interval fund becomes a ticker symbol and the Jackson data breach. Presentation by Destra. 3 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Jul 6/28/2023: Compliance: Cybersecurity and Fraud risks, Medallion Signature, and Texting PII. Product: NFS Paperwork update for BDA accounts, Schwab/TD Transition, and new eSignature firms. Presentation by Advisors Capital Management. 1 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Jun 6/21/2023: Compliance: Adview deadlines, undeliverable email, and structured products. Product: Practice Management tools now available and Annuity/Insurance study group. Presentation by City National Rochdale 1 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Jun 6/14/2023:Compliance: Trade Review Procedures and Discontinued Forms. Product: Practice Valuation and upcoming Texting Webinars. Presentation by Lincoln Financial Life 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Jun 6/4/2023: Compliance – Social Media Policies and Account Periodic Announcement. Product – New Bluerock and Apollo Alternative offerings and a change at Pershing Presentation by Pacer Financial 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Jun 5/31/2023: Preparing for Audit season, Product updates on DWA, and a presentation from Nationwide 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 May 5/24/2023: Compliance: BIA form reminder and E&O Pricing Product: Jackson RILA, Inland multifamily, and U.S. Energy Oil & Gas Presentation by Bluerock 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 May 5/17/2023: Compliance: Advisory Paperwork requirements, Hearsay updates, and social media training reminder. Product: 3 upcoming webinars Presentation by MassMutual Investments 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 May 5/10/2023: Compliance: Structured Products in Trade Review, Wealthport Reviews, and Social Media training Product: New Stepstone Offering, Mutual fund share class conversion. Presentation by DWA 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 May 5/3/2023: Compliance-Pershing Standing Payment instructions, Social Media Training, and Rightbridge. Product – Cambridge MarketCentral and two upcoming webinars. Presentation by Prudential. 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 May «12345»Page 3 of 5
