8/17/2022: Introduction of our newest supervision team member. Compliance: SEC Marketing Rule updates & reminder about compliant texting. Presentation on Duncan Walsh Advisors Peri Notes: Click here to download the PDF Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Aug 6 views You may also like 2/9/2022: Expanded WealthPort Custodian Option, Pacific Oak closures, and a presentation from The Capital Group/American Funds 10 views Weekly Rep Calls,Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Feb 2/2/2022: Mobile App enhancements, Wealthport Paperwork updates, a new Custodian has been launched, and a recap of DWA’s 4th quarter performance with market outlook 10 views Weekly Rep Calls,Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Feb 1/26/22: Enhancements to AdvicePay, new Athene RILA hits the market, and a presentation by NexPoint 9 views Weekly Rep Calls,Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Jan 1/19/2022: Correspondence reminders, a new Cambridge Source offering, and a presentation by Horizon Investments 9 views Weekly Rep Calls,Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Jan 1/12/2022: Update to ACH usage in Financial Plans and a Year In Review presentation from your Supervision Team 9 views Weekly Rep Calls,Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Jan 1/5/2022: CIR reminders from Catherine, update about Griffin Institutional Access Credit Fund, and a presentation from Advisors Capital Management 9 views Weekly Rep Calls,Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Jan «1…345Page 5 of 5
