8/17/2022: Introduction of our newest supervision team member. Compliance: SEC Marketing Rule updates & reminder about compliant texting. Presentation on Duncan Walsh Advisors Peri Notes: Click here to download the PDF Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Aug 5 views FacebookTwitterLinkedinPin ItTumblrWhatsApp You may also like 12/14/22: Compliance – Address changes at Cambridge. Product – Recruiting bonus and new business management resources page. A presentation from CreativeOne Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Dec 24 views 12/7/22: Compliance – Year end reminders and case attachments in Trade Review Product – Continuity Express Presentation by FS Investments Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Dec 22 views 11/30/22: Compliance – Registration Renewals and Year End Processing ideas Product – New Inland Self Storage REIT and DWA updates Presentation by Lord Abbett Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Nov 23 views 11/24/2022: 2023 Business Planning Session Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Nov 21 views 11/16/2022: Compliance – ClicNEW updates and a new quarterly Enterprise call Product – New Preferred Stock Offering and BlackRock Tax Evaluator Presentation by Riskalyze Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Nov 19 views 11/9/22: Compliance – New Dedicated Service Team and upcoming cyber security call. General – Branch Meeting and 2023 planning. Presentation by Thomas Walsh and David Duncan on DWA Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Nov 19 views 11/2/22: Compliance – SEC Marketing Rule 11/4 Product – Traditional Alternative and Annuity news Presentation by Cambridge on Cyber Security Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Nov 18 views 10/26/22: Compliance – Upcoming deadlines and form changes. Product – IRS Notice and RightBRIDGE updates. Presentation from Samantha Russell of FMG Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Oct 16 views 10/19/2022: Compliance – SEC Market Rule and Reminders about Texting Product – Upcoming Branch Meeting Sponsors Presentation by MyRepChat Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Oct 16 views 10/12/2022: Compliance – Firm Element & ACM updates Product – Work Address not needed and Year End education Presentation by Yourefolio Weekly Rep Calls – 2022, Weekly Rep Calls – 2022 Oct 13 views 123…5»Page 1 of 5
