8/17/2022: Introduction of our newest supervision team member. Compliance: SEC Marketing Rule updates & reminder about compliant texting. Presentation on Duncan Walsh Advisors Peri Notes: Click here to download the PDF Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Aug 7 views You may also like 12/14/22: Compliance – Address changes at Cambridge. Product – Recruiting bonus and new business management resources page. A presentation from CreativeOne 26 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Dec 12/7/22: Compliance – Year end reminders and case attachments in Trade Review Product – Continuity Express Presentation by FS Investments 23 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Dec 11/30/22: Compliance – Registration Renewals and Year End Processing ideas Product – New Inland Self Storage REIT and DWA updates Presentation by Lord Abbett 24 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Nov 11/24/2022: 2023 Business Planning Session 22 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Nov 11/16/2022: Compliance – ClicNEW updates and a new quarterly Enterprise call Product – New Preferred Stock Offering and BlackRock Tax Evaluator Presentation by Riskalyze 20 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Nov 49:11 11/9/22: Compliance – New Dedicated Service Team and upcoming cyber security call. General – Branch Meeting and 2023 planning. Presentation by Thomas Walsh and David Duncan on DWA 21 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Nov 11/2/22: Compliance – SEC Marketing Rule 11/4 Product – Traditional Alternative and Annuity news Presentation by Cambridge on Cyber Security 19 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Nov 10/26/22: Compliance – Upcoming deadlines and form changes. Product – IRS Notice and RightBRIDGE updates. Presentation from Samantha Russell of FMG 17 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Oct 10/19/2022: Compliance – SEC Market Rule and Reminders about Texting Product – Upcoming Branch Meeting Sponsors Presentation by MyRepChat 17 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Oct 10/12/2022: Compliance – Firm Element & ACM updates Product – Work Address not needed and Year End education Presentation by Yourefolio 15 views Weekly Rep Calls – 2022,Weekly Rep Calls – 2022 Oct 123…5»Page 1 of 5
