11/29/2023: Compliance – FINRA CE requirements and accepting client instructions via email. Product – Bamboo Marketing update, two webinars, and cashiering best practices. Presentation by Capital Group Peri Notes: Click here to download the PDF Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Nov 2 views You may also like 9/27/23: Compliance and Product reviews from Ignite. A Presentation by YCharts 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Sep 9/13/2023: Compliance – Part 2 of Communications Review with regards to Social Media. Product – How to buy physical precious metals for clients. Presentation on the updated Morningstar Annuity Intelligence Tool 1 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Sep 9/6/2023: Compliance: Communication Review submission demo. Product: Changes to the Franklin Charitable Giving Program. Presentation by DAR Brokerage General Agency. 3 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Sep 8/30/2023: Compliance: RightBridge 5500 tool and OBA/DBA. Product: Upcoming webinars on SDBA and Estate planning topics. Presentation by Duncan Financial Planning 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Aug 8/23/2023: Compliance – Important AML announcement and reminder about Adview. Product – Pershing roll out in New Account Opening. Presentation by Cambridge Source Marketing 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Aug 8/16/2023: Compliance – Fiduciary Review Process. Product – Upcoming webinars and the Cambridge Insurance & Annuity study group. Presentation by Cambridge Real Practice Management. 1 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Aug 8/9/2023: Compliance – Missouri ESG, Cybersecurity updates, and ACM/ACQ Product – Upcoming NQDC Webinars and changes to Morningstar Annuity Intelligence Tool. Presentation by Allianz Life 1 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Aug 8/2/2023: Compliance – Updates on Missouri ESG and the latest on the Annual Compliance Meeting Product – Reviewing Old Annuities and changes to how clients set up online access at clearing firms. Presentation by Duncan Walsh Advisors. 1 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Aug 7/26/2023: Compliance – New ESG Disclosure for Missouri Producers – Cash options for clients Presentation by StepStone Group 3 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Jul 7/19/2023: Compliance: Changes in paperwork and Structured Products. Product: RPM Enrollment and Recruiting Bonus Presentation by CIM Group 1 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Jul «12345»Page 2 of 5
