11/12/25 – Compliance: Annual Registration Renewal, Keeping U4’s and OBA’s Current; Business: Year End Reminders for Brokerage Accounts, CIRStatements Webinar; Presentation: DWA Quarterly Review with Tom and Dave Peri Notes: Click here to download the PDF Compliance: Annual Registration RenewalKeeping your U4 CurrentKeeping your OBA’s Current Business: CLIC Workstation and Indy now LiveYear End Reminders for Brokerage AccountsCIRStatements Webinar Presentation: DWA Quarterly Market Review with Tom and Dave 1views Weekly Rep Calls – 2025,Weekly Rep Calls – 2025 Nov You may also like 48:15 2/5/2025: Compliance: Communication Review Expiration Notices. Business: DAR on EncorEstate Webinar and New CIRStatements Preview. Presentation by Jackson National. 1views Weekly Rep Calls – 2025,Weekly Rep Calls – 2025 Feb 1:00:03 1/29/2025: Compliance – RegEd Advertising renewal emails. Business – Big CLIC Advisor updates. Presentation from the entire OSJ Team. 1views Weekly Rep Calls – 2025,Weekly Rep Calls – 2025 Jan 49:42 1/22/2025: Compliance – Paperwork Status Monitor, Trusted Contact updates, and Proof of Services Delivered. Business – Checking your Qualified Compensation report. 1views Weekly Rep Calls – 2025,Weekly Rep Calls – 2025 Jan 45:47 1/16/2025: Compliance – Staff email requirements and updated tax forms. Business – Innovate updates and the latest Dashboard updates. A presentation by Neuberger Berman. 1views Weekly Rep Calls – 2025,Weekly Rep Calls – 2025 Jan 48:04 1/9/2025: First Connections Call of 2025. A quick recap of 2024 and noteworthy 2025 items. 1views Weekly Rep Calls – 2025,Weekly Rep Calls – 2025 Jan «1…345Page 5 of 5
