8/2/2023: Compliance – Updates on Missouri ESG and the latest on the Annual Compliance Meeting Product – Reviewing Old Annuities and changes to how clients set up online access at clearing firms. Presentation by Duncan Walsh Advisors. Peri Notes: Click here to download the PDF Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Aug 1 views You may also like 12/13/2023: Compliance: End of year housekeeping and compliant communications. Product: New Cottonwood option and Lord Abbett Webinar. Presentation by Nitrogen Wealth 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Dec 12/6/2023: Compliance – End of year housekeeping. Product – Annuities to consider in 2024 and DWA fund change. Presentation by Bill Good Marketing 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Dec 11/29/2023: Compliance – FINRA CE requirements and accepting client instructions via email. Product – Bamboo Marketing update, two webinars, and cashiering best practices. Presentation by Capital Group 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Nov 11/22/2023: 2024 Business Planning Session 1 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Nov 11/15/2023: Compliance – It’s time to complete your 2024 Securities registration. Product – Big Changes to Nationwide Annuities and things to think about product wise in 2024. Presentation by BC Partners. 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Nov 11/8/2023: Compliance – How to log into duncanar.com and getting your FINRA CE completed. Product – Part 2 of the Amy Webber interview is live. Presentation by Duncan Walsh Advisors. 3 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Nov 11/1/2023: Compliance: ACQ, ACM, and FINRA CE. Changes to Cambridge policy for FINRA registration when you only have advisory clients. Product: Amy Webber interview is up and changes to DWA. A presentation by HRC Financial Group 2 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Nov 10/25/2023:Compliance: New Blue Sky Laws flag from Cambridge and QPR Fee Disclosure Requirements. Presentation by CreativeOne 3 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Oct 45:44 10/18/2023: Compliance – Google Business Profiles now approved and reminders about the Marketing Rule. Product – Alts One update and a plug for the Duncan BGA. Presentation by Cambridge Business Consulting. 4 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Oct 10/11/2023: Compliance – FINRA CE and Required Cambridge trainings reminder. Product – New Alternatives spreadsheet now live. Presentation by Griffin Capital 3 views Weekly Rep Calls – 2023,Weekly Rep Calls – 2023 Oct 123…5»Page 1 of 5
