Recording Weekly Connections Call 07/30/25

Notes: Click here to download the PDF

Compliance:
Transactions That Don’t Require OSJ Review/Approval in Trade Review
Additional Annuity Review Questions for Clients Over Age 65 and/or Annuity Concentration Over 50%

Business:
New Prefix Alert for Pershing Accounts
New Pershing NextInvestor Login Experience
CRC Offline
Wealthscape Login Security Update

Presentation:
Duncan Walsh Advisors (DWA) with Tom and Dave

2views
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