7/31/2024: Compliance- WY ESG Disclosure, Pershing Tax Statement Charge, and Annuity Exchanges. Business- CLIC submission buttons live. Peri Notes: Click here to download the PDF Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 Jul 1 views You may also like 6/26/2024: Compliance – LinkedIn Activation and Encryption reminder. Business – Technology Audit season. Presentation by Cambridge WealthPort Trading. 1 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 Jun 6/19/2024:Compliance: Hybrid location survey and E&O Coverage. Business: 1stQ Annuities report, Redtail enhancements, and DFA Funds changes. Presentation by First Trust. 2 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 Jun 6/12/2024:Compliance – Hybrid locations survey and Annual CE reminder. Business – RPM 2025. Presentation by Prudential. 2 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 Jun 6/5/2024: Compliance – Best Practices for Non-Conventional Alternative Funds and the 2025 Branch Meeting dates. Business – Upcoming webinars and 2024 Branch Meeting videos are up. Interview with Julie Snyder. 2 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 Jun 5/29/2024: Compliance – T+1 Settlement goes live, onboarding new Admin, and deposits into new accounts. Business – US Drilling Fund 2024 and a Commission to Advisory assessment. Presentation by Cottonwood. 1 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 May 5/22/2024: Compliance – Annuity and Alternative Investment Transactions and Secondary Market Transactions. Business – Best Practice – Managing Client Accounts During the Transfer Process and Upcoming Practice Management webinars. Presentation by Inland 0 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 May 5/15/2024: Compliance – Hybrid/Virtual Work From Home Locations. Business – Practice Management webinars and an Ignite Reminder. Presentation by Peachtree 0 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 May 5/8/2024: Compliance: Hybrid/Virtual work from home survey and quoting performance in emails. Business: Reviewing your advisory mix and upcoming DAR webinar. Presentation by Equitable. 2 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 May 5/1/2024:Compliance: T+1 Settlement goes live in May. Business: Enhancements to WealthPort Plan & Propose and two upcoming webinars. Presentation by Duncan Walsh Advisors. 1 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 May 4/25/2024: Compliance: Updated CISF forms, promissory language, and licensing updates. Business: Ignite 2024 registration and EncoreEstate. Presentation by Jackson 1 views Weekly Rep Calls – 2024,Weekly Rep Calls – 2024 Apr «1234»Page 2 of 4
