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366 videos found
3/19/2025: Compliance -The importance of understanding off channel communication. Business- New Registration for Pershing and discounted professional designations. A presentation by Lord Abbett.
49:34
3/19/2025: Compliance -The importance of understanding off channel communication. Business- New Registration for Pershing and discounted professional designations. A presentation by Lord Abbett.
3views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Mar
3/12/2025: Compliance - Survey coming soon and fingerprinting for all persons. Business - Wove delayed, Morningstar SDBA approved, and FICA is now KEEP. Presentation by T. Rowe Price.
47:47
3/12/2025: Compliance – Survey coming soon and fingerprinting for all persons. Business – Wove delayed, Morningstar SDBA approved, and FICA is now KEEP. Presentation by T. Rowe Price.
4views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Mar
3/5/2025: Compliance: Branch Reviews and Upcoming Survey. Business: CAAP updates, Equitable Trail Changes, and a Practice Management Tip. Presentation by Protective.
45:48
3/5/2025: Compliance: Branch Reviews and Upcoming Survey. Business: CAAP updates, Equitable Trail Changes, and a Practice Management Tip. Presentation by Protective.
2views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Mar
2/27/2025: Compliance: Increased Phishing attempts, CLIC account Periodic reminders, and 3rd party vendor site on cir2.com. Business: Upcoming webinars, CIRStatements training reminder for wove, and CLIC Dashboard trainings. Presentation by TPFG.
45:26
2/27/2025: Compliance: Increased Phishing attempts, CLIC account Periodic reminders, and 3rd party vendor site on cir2.com. Business: Upcoming webinars, CIRStatements training reminder for wove, and CLIC Dashboard trainings. Presentation by TPFG.
2views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Feb
2/19/2025:Compliance: BIA & RightBridge Best Practices. Business: CIRStatements update coming soon. Presentation by Equitable.
44:01
2/19/2025:Compliance: BIA & RightBridge Best Practices. Business: CIRStatements update coming soon. Presentation by Equitable.
3views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Feb
2/12/2025: Compliance - Communication Review Expiration notices and Wealthscape app enhancement. Business - Upgrades to CIRStatements and webinar's coming soon and other Cambridge Tech updates. Presentation by Duncan Walsh Advisors.
55:07
2/12/2025: Compliance – Communication Review Expiration notices and Wealthscape app enhancement. Business – Upgrades to CIRStatements and webinar’s coming soon and other Cambridge Tech updates. Presentation by Duncan Walsh Advisors.
3views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Feb
2/5/2025: Compliance: Communication Review Expiration Notices. Business: DAR on EncorEstate Webinar and New CIRStatements Preview. Presentation by Jackson National.
48:15
2/5/2025: Compliance: Communication Review Expiration Notices. Business: DAR on EncorEstate Webinar and New CIRStatements Preview. Presentation by Jackson National.
1views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Feb
January Compliance Minute 2025
01:02
January Compliance Minute 2025
3views
Monthly Compliance Minute,
Monthly Compliance Minute – 2025
1/29/2025: Compliance - RegEd Advertising renewal emails. Business - Big CLIC Advisor updates. Presentation from the entire OSJ Team.
1:00:03
1/29/2025: Compliance – RegEd Advertising renewal emails. Business – Big CLIC Advisor updates. Presentation from the entire OSJ Team.
1views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Jan
1/22/2025: Compliance - Paperwork Status Monitor, Trusted Contact updates, and Proof of Services Delivered. Business - Checking your Qualified Compensation report.
49:42
1/22/2025: Compliance – Paperwork Status Monitor, Trusted Contact updates, and Proof of Services Delivered. Business – Checking your Qualified Compensation report.
1views
Weekly Rep Calls – 2025,
Weekly Rep Calls – 2025 Jan
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