Menu

Search Videos

228 videos found
3/6/2024: Compliance- Fee billing Non-Billed Accounts update Business- Cash & Cash Alternatives replay Presentation by Protective Annuities
3/6/2024: Compliance- Fee billing Non-Billed Accounts update Business- Cash & Cash Alternatives replay Presentation by Protective Annuities
3 views
Weekly Rep Calls – 2024,
Weekly Rep Calls – 2024 Mar
2/29/2024: Compliance - Direct Mutual Fund Policy update Business Development - Upcoming retirement webinar, CLIC Redtail integration, and GReminders Presentation by ACM
2/29/2024: Compliance – Direct Mutual Fund Policy update Business Development – Upcoming retirement webinar, CLIC Redtail integration, and GReminders Presentation by ACM
2 views
Weekly Rep Calls – 2024,
Weekly Rep Calls – 2024 Feb
2/21/24:Compliance - NY CyberSecurity Regulation, Adview deadline approaching. Product - Resources for Client account registration, Bitcoin ETF updates. Presentation by Griffin Capital
2/21/24:Compliance – NY CyberSecurity Regulation, Adview deadline approaching. Product – Resources for Client account registration, Bitcoin ETF updates. Presentation by Griffin Capital
1 views
Weekly Rep Calls – 2024,
Weekly Rep Calls – 2024 Feb
January Compliance Minute 2024
January Compliance Minute 2024
1 views
Monthly Compliance Minute,
Monthly Compliance Minute – 2024
December Compliance Minute 2023
December Compliance Minute 2023
2 views
Monthly Compliance Minute,
Monthly Compliance Minute - 2023
2/14/2024: Compliance - Mutual Fund Conversions and Credit Card Payment changes. Product - New Financial Planning Engagement form update Presentation by TruChoice
2/14/2024: Compliance – Mutual Fund Conversions and Credit Card Payment changes. Product – New Financial Planning Engagement form update Presentation by TruChoice
2 views
Weekly Rep Calls – 2024,
Weekly Rep Calls – 2024 Feb
2/7/24: Compliance - PreciseFP Advertising Review and RegEd Cryptocurrency guide. Product - CAAP and form updates. Presentation by Duncan Walsh Advisors.
2/7/24: Compliance – PreciseFP Advertising Review and RegEd Cryptocurrency guide. Product – CAAP and form updates. Presentation by Duncan Walsh Advisors.
4 views
Weekly Rep Calls – 2024,
Weekly Rep Calls – 2024 Feb
1/31/2024: Compliance - Communication Review Module. Product - New Annuity Academy at Cambridge and changes to Cambridge recommended list. Presentation by Precise FP
1/31/2024: Compliance – Communication Review Module. Product – New Annuity Academy at Cambridge and changes to Cambridge recommended list. Presentation by Precise FP
2 views
Weekly Rep Calls – 2024,
Weekly Rep Calls – 2024 Jan
1/24/2024: Compliance - Tax Mailing Dates and updated on Form CRS for websites. Presentation by Asset-Map
1/24/2024: Compliance – Tax Mailing Dates and updated on Form CRS for websites. Presentation by Asset-Map
4 views
Weekly Rep Calls – 2024,
Weekly Rep Calls – 2024 Jan
1/17/2024: Compliance: BitCoin updates and form CRS requirements Product: RILA and FIA best practices and doing more Financial Planning. Presentation by Ascensus
1/17/2024: Compliance: BitCoin updates and form CRS requirements Product: RILA and FIA best practices and doing more Financial Planning. Presentation by Ascensus
2 views
Weekly Rep Calls – 2024,
Weekly Rep Calls – 2024 Jan
1234…23
Page 2 of 23
Back To Top

Check out the background of firms and investment professionals on FINRA's BrokerCheck.

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment advisory services offered through Investment Advisor Representatives of Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Each company is independently responsible for the products and services they provide. Representatives of Cambridge Investment Research, Inc. do not provide tax or legal advice in their roles as registered representatives. Cambridge and Duncan Advisor Resources and its subsidiaries are separate entities.

This communication is strictly intended for individuals in all 50 states. No offers may be made or accepted from any resident outside the specific state(s) referenced.
Diversification and asset allocation strategies do not assure profit or protect against losses.

“Cambridge Approval #226235.”

Privacy Policy | Terms of Use

© 2021 Duncan Financial Group. All Rights Reserved. Designed by Apis Productions
Skip to content