2/21/24:Compliance – NY CyberSecurity Regulation, Adview deadline approaching. Product – Resources for Client account registration, Bitcoin ETF updates. Presentation by Griffin Capital Notes: Click here to download the PDF
2/14/2024: Compliance – Mutual Fund Conversions and Credit Card Payment changes. Product – New Financial Planning Engagement form update Presentation by TruChoice Notes: Click here to download the PDF
2/7/24: Compliance – PreciseFP Advertising Review and RegEd Cryptocurrency guide. Product – CAAP and form updates. Presentation by Duncan Walsh Advisors. Notes: Click here to download the PDF
1/31/2024: Compliance – Communication Review Module. Product – New Annuity Academy at Cambridge and changes to Cambridge recommended list. Presentation by Precise FP Notes: Click here to download the PDF