3/29/2023: Compliance – Firm Element, FinPro, Cyber Security, and Secure Communication Product – upcoming webinars, U.S. Banking marketing pieces, and the value of independence. Presentation by Equitable Notes: Click here to download the PDF
3/22/2022: Compliance: Pre-Approved Marketing reminder and client texting solutions. Product: New Greenbacker capital Alternative approved Presentation by Apollo Global Management Notes: Click here to download the PDF
3/8/2023: Compliance – RegEd updates for the new correspondence and advertising tool. Product – Clearing firm ACH updates and the new research area launching from Cambridge. Presentation by Voya Notes: Click here to download the PDF
3/1/2023: Compliance – RegEd updates from Cambridge. Product – New Inland product approved and MarketCentral enhancements. A Presentation by United Life Notes: Click here to download the PDF
2/22/2023: Compliance – Hard Copy correspondence reminder and Advisory Paperwork requirements. Product – New Equitable enhancements and upcoming webinar. Presentation by Horizon. Notes: Click here to download the PDF
